• SEC v. Edward Henderson (D. Mass. Feb. 28, 2018, Contested)
  • In re Jacob W. Stocking (A.P. Mar. 5, 2018, Settled)
  • In re Eric Lovy f/k/a Eric Beltran (A.P. Mar. 6, 2018, Settled)
  • In re DMS Advisors, Inc. (A.P. Mar. 7, 2018, Settled)
  • In re Peter R. Kohli (A.P. Mar. 7, 2018, Settled)
  • In re Deborah D. Kelley (A.P. Mar. 9, 2018, Settled)
  • In re Gregg Z. Schonhorn (A.P. Mar. 9, 2018, Settled)
  • In re Edmund W. Bailey (A.P. Mar. 14, 2018, Settled)
  • In re David Gray (A.P. Mar. 15, 2018, Contested)
  • SEC v. Revolutions Medical Corp., et al. (N.D. Ga. Mar. 16, 2018, Contested)
  • In re Kent Maerki (A.P. Mar. 29, 2018, Settled)
  • In re Howard B. Present (A.P. Mar. 29, 2018, Contested)