• SEC v. Eddy U. Marin, et al. (S.D. Fla. May 2, 2018, Settled)
  • In re Kevin Hamilton (A.P. May 1, 2018, Settled)
  • In re Douglas A. McClain, Jr. (A.P. May 2, 2018, Settled)
  • In re Lauramarie Colangelo (A.P. May 2, 2018, Settled)
  • In re Gary Yin (A.P. May 3, 2018, Settled)
  • In re Shae Yatta Harper, Esq. (A.P. May 4, 2018, Settled)
  • In re Daniel H. Glick, CPA (A.P. May 4, 2018, Settled)
  • In re Joseph A. Rubbo (A.P. May 4, 2018, Settled)
  • In re Paul W. Smith (A.P. May 4, 2018, Settled)
  • In re Keith Houlihan (A.P. May 7, 2018, Settled)
  • In re Yasuna Murakami (A.P. May 10, 2018, Settled)
  • In re Steven J. Dykes (A.P. May 11, 2018, Settled)
  • In re Angela Rubbo Beckcom Monaco (A.P. May 15, 2018, Settled)
  • In re Lisa A. Esposito (A.P. May 21, 2018 – Settled)
  • In re Tibor Klein (A.P. May 22, 2018 – Settled)
  • In re Adam S. Tracy (A.P. May 23, 2018  – Settled)
  • In re John C. Knight (A.P. May 24, 2018, Settled)
  • In re Tobin J. Senefeld (A.P. May 25, 2018, Settled)
  • In re Emanual Pantelakis (A.P. May 30, 2018, Settled)
  • In re Earnest H. (Woody) Delong, Esq. (A.P. May 31, 2018, Settled)
  • In re George Doumanis, (A.P. May 31, 2018, Settled)