Action against Defendants, a commodity trading advisor and its principal, for alleged fraud on investors and failure to register with the CFTC.  According to the CFTC, Defendants misrepresented the prospect of high returns in order to solicit investor funds for trading in off-exchange foreign currency and commodity future contracts, which Defendants then misappropriated.  Defendants have agreed to a consent order for a preliminary injunction, but the case remains contested.

CFTC Press Release 

CFTC Complaint