Action against Respondent, a construction product manufacturer, for alleged violation of interim financial statement review requirements of Regulation S-X. According to the SEC, Respondent filed three Forms 10-Q that included financial statements that had not been reviewed by an independent public accounting firm. Respondent has agreed to a cease-and-desist order. The SEC did not impose a civil penalty based on Respondent’s demonstrated inability to pay.
Home > Corporate and Other Issues > In re Auscrete Corporation (A.P. Dec. 11, 2018, Settled)
