Action against Defendants—a CPA, former broker, and the broker’s spouse—for alleged involvement in a scheme related to the creation and sale of a public shell company.  According to the SEC, Defendants created a shell company and then filed falsified regulatory filings and business documents in order to sell the company for profit.  Defendant spouse has agreed to five-year officer-and-director and penny stock offering bars and to pay a civil penalty of $25,000.

SEC Litigation Release 

SEC Complaint