Action against Defendants, president of an equities company, his partner, three companies that they controlled, and their lawyer, for alleged fraud on investors. According to the SEC, Defendant president and Defendant partner falsely told investors that their funds would be invested in non-existent financial instruments and large currency trading platforms. The SEC alleges that Defendants misappropriated investor funds and that Defendant lawyer aided and abetted the fraud.

SEC Complaint

SEC Litigation Release