Actions against Respondents, employees of a consulting firm, for allegedly offering unregistered securities in that firm. According to the SEC, Respondents raised investor funds through the unregistered offer and sale of securities in the consulting firm and failed to disclose transaction-based compensation paid to the firm’s solicitors.
Home > Ponzi Schemes, Offering Frauds, and Other Scams > In re Edward Dean Goss (A.P. July 1, 2019, Contested), In re Kenneth S. Goss (A.P. July 1, 2019, Contested); In re Jonathan E. Shoucair (A.P. July 1, 2019, Contested)