Actions against Respondents, two trading firms and a bank, for alleged spoofing. According to the CFTC, Respondents entered trades with the intent to cancel them before execution to manipulate prices. Respondents have agreed to pay respective civil penalties of $1,500,000, $1,100,000, and $400,000.
Home > Ponzi Schemes, Offering Frauds, and Other Scams > In re Morgan Stanley Capital Group, Inc. (A.P. Sept. 30, 2019, Settled); In re Belvedere Trading, LLC (A.P. Sept. 30, 2019, Settled); In re Mitsubishi International Corporation (A.P. Sept. 30, 2019, Settled)