Actions against Respondent, an operator of a digital-currency trading platform, for alleged registration failures.  According to the SEC and CFTC, Respondent solicited and accepted futures orders from customers, accepted Bitcoin as collateral margin for customers’ trades, and sold security-based swaps without registering with either agency.  Respondent has agreed to pay a civil penalty of $100,000 to the CFTC.  Respondent has agreed to pay disgorgement and prejudgment interest of $131,952 and a civil monetary penalty of $100,000 to the SEC.

CFTC Order 

CFTC Press Release

SEC Order