Blog Posts Tagged With Follow-on APs; Suspensions and Bars

Follow-on APs, Suspensions, and Bars (May 2018)

  • SEC v. Eddy U. Marin, et al. (S.D. Fla. May 2, 2018, Settled)
  • In re Kevin Hamilton (A.P. May 1, 2018, Settled)
  • In re Douglas A. McClain, Jr. (A.P. May 2, 2018, Settled)
  • In re Lauramarie Colangelo (A.P. May 2, 2018, Settled)
  • In re Gary Yin (A.P. May 3, 2018, Settled)
  • In re Shae Yatta Harper, Esq. (A.P. May 4, 2018, Settled)
  • In re Daniel H. Glick, CPA (A.P. May 4, 2018, Settled)
  • In re
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Follow-on APs, Suspensions, and Bars (April 2018)

  • In re James Moodhe (A.P. Apr. 2, 2018 – Settled)
  • In re NextGlass Technologies Corp. (Apr. 3, 2018 – Settled)
  • In re Gregory John Tuthill (Apr. 4, 2018 – Settled)
  • In re Joshua D. Mosshart (A.P. Apr. 5, 2018 – Settled)
  • In re Caleb J. Preston (A.P. Apr. 6, 201 – Settled)
  • In re Charles G. Preston (A.P. Apr. 6, 2018 – Settled)
  • In re Tobias J. Preston (A.P. Apr. 6, 2018 – Settled)
  • In
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Follow-on APs, Suspensions, and Bars (March 2018)

  • SEC v. Edward Henderson (D. Mass. Feb. 28, 2018, Contested)
  • In re Jacob W. Stocking (A.P. Mar. 5, 2018, Settled)
  • In re Eric Lovy f/k/a Eric Beltran (A.P. Mar. 6, 2018, Settled)
  • In re DMS Advisors, Inc. (A.P. Mar. 7, 2018, Settled)
  • In re Peter R. Kohli (A.P. Mar. 7, 2018, Settled)
  • In re Deborah D. Kelley (A.P. Mar. 9, 2018, Settled)
  • In re Gregg Z. Schonhorn (A.P. Mar. 9, 2018, Settled)
  • In re Edmund
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Follow-on APs, Suspensions, and Bars (February 2018)

  • In re Scott Walter Christensen (A.P. Feb. 1, 2018, Settled)
  • In re Thomas Edward Andrews (A.P. Feb. 1, 2018, Settled)
  • In re Craig Karlis (A.P. Feb. 2, 2018, Settled)
  • In re Andrew H. Wilson, Esq. (A.P. Feb. 5, 2018, Settled)
  • In re John T. Lynch, Jr. (A.P. Feb. 6, 2018, Settled)
  • In re Banc One Investment Advisors Corp. and Mark A. Beeson (A.P. Feb. 7, 2018, Settled)
  • In re Michael S. Moses (A.P. Feb.
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Follow-on APs, Suspensions, and Bars (January, 2018)

In re Khaled “Kal” Bassily (A.P. Jan. 3, 2018, Settled)

In re Blacksands Petroleum, Inc., et al. (A.P. Jan. 8, 2018, Contested)

In re Donna Boyd (f/k/a Donna Chen) (A.P. Jan. 8, 2018, Settled)

In re James C. Tao (A.P. Jan. 8, 2018, Settled)

In re Punch TV Studios, Inc. (A.P. Jan. 9, 2018, Contested)

In re Ambicon Holdings, et al. (A.P. Jan. 17, 2018, Contested)

In re American Nano Silicon Tech., Inc. (A.P. Jan. ... Continue Reading

Follow-on APs, Suspensions, and Bars (December 2017)

  • In re Gregory Davis, CPA (A.P. Dec. 5, 2017, Settled)
  • In re Next Galaxy Corp., et al. (A.P. Dec. 5, 2017, Settled)
  • In re Robert W. Davis, CPA (A.P. Dec. 5, 2017, Settled)
  • In re William P. Carlson, Jr. (A.P. Dec. 5, 2017, Settled)
  • In re Robin Glen Charlet (A.P. Dec. 8, 2017, Settled)
  • In re Steven William Sparks (A.P. Dec. 8, 2017, Settled)
  • In re William J. Peiffer, Esq. (A.P. Dec. 12, 2017, Settled)
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Follow-on APs, Suspensions, and Bars (November 2017)

  • In re American Swiss Capital, et al. (A.P. Nov. 3, 2017, Settled)
  • In re James P. Kolf (A.P. Nov. 3, 2017, Settled)
  • In re Tamer F. Moumen (A.P. Nov. 3, 2017, Settled)
  • In re Donald H. Ellison (A.P. Nov. 6, 2017, Settled)
  • In re IN Media Corp., et al. (A.P. Nov. 6, 2017, Settled)
  • In re Hui Feng Esq., et al. (A.P. Nov. 8, 2017, Contested)
  • In re Patric Ken Baccam a/k/a Khanh Sengpraseuth (A.P.
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Follow-on APs, Suspensions, and Bars (October 2017)

  • In re Martin T. Cantu (A.P. Oct 2, 2017, Contested)
  • In re Maroof Miyana (A.P. Oct. 2, 2017, Settled)
  • In re Biovest International Inc. (A.P. Oct. 3, 2017, Contested)
  • In re Prospect Ventures, Inc., et al. (A.P. Oct. 3, 2017, Settled)
  • In re Wen Chen Hwang aka “Wendy Lee” (A.P. Oct. 4, 2017, Settled)
  • In re Bilal Basrai (A.P. Oct. 5, 2017, Settled)
  • In re Bryce Stirton (A.P. Oct. 5, 2017, Settled)
  • In re Cono
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Follow-on APs, Suspensions, and Bars (September 2017)

  • In re Steven C. Scudder (A.P. Sept. 6, 2017, Settled)
  • In re Waldemar Grab (A.P. Sept. 7, 2017, Settled)
  • In re Mike Lundy (A.P. Sept. 8, 2017, Settled)
  • In re Javier Alvarado, Jr. (A.P. Sept. 11, 2017, Settled)
  • In re William D. Veasey, IV (A.P. Sept. 11, 2017, Settled)
  • In re Gary Yin (A.P. Sept. 11, 2017, Contested)
  • In re Daryl G. Bank (A.P. Sept. 13, 2017, Contested)
  • In re Thomas C. Tekulve, Jr., CPA
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Follow-on APs, Suspensions, and Bars (August 2017)

In re Michael S. Shore (A.P. Aug. 1, 2017, Settled)

In re Bradley T. Smegal (A.P. Aug. 1, 2017, Settled)

In re Donald J. Lester (A.P. Aug. 7, 2017, Settled)

In re Steven V. McClatchey (A.P. Aug. 7, 2017, Settled)

In re Bryan Wayne Anderson (A.P. Aug. 11, 2017, Settled)

In re Lisa Pavelka McAlister, CPA (A.P. Aug. 15, 2017, Settled)

In re Stephen S. Eubanks (A.P. Aug. 17, 2017, Settled)

In re John W. ... Continue Reading

Follow-on APs, Suspensions, and Bars

  • In re Ronald S. Hunt (A.P. July 6, 2017, Settled)
  • In re Diana P. Lovera (A.P. July 7, 2017, Settled)
  • In re Vincent Puma (A.P. July 14, 2017, Settled)
  • In re Dwight Shane Baldwin (A.P. July 26, 2017, Settled)
  • In re Luis J. Carrillo, Esq. (A.P. July 26, 2017, Contested)
  • In re Wade D. Huettel, Esq. (A.P. July 26, 2017, Contested)
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Follow-on APs, Suspensions, and Bars (June 2017)

  • In re Marc D. Broidy (A.P. June 1, 2017, Settled)
  • In re Ronald J. Fernandes (A.P. June 1, 2017, Settled)
  • In re David R. Humphrey, CPA (A.P. June 1, 2017, Settled)
  • In re Bret H. Gardner (A.P. June 5, 2017, Settled)
  • In re Abida Khan (A.P. June 8, 2017, Settled)
  • In re Christopher David Scott (A.P. June 8, 2017, Settled)
  • In re Fredrick J. Todd (A.P. June 9, 2017, Settled)
  • In re George Joseph Palathinkal,
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Follow-on APs, Suspensions, and Bars (May 2017)

  • In re Michael Andre Jones (A.P. May 1, 2017, Settled)
  • In re Gregory Reyftmann (A.P. May 1, 2017, Contested)
  • In re MagnaChip Semiconductor Corp. and Margaret Hye-Ryoung Sakai (A.P. May 1, 2017, Settled)
  • In re David Michael Burke (A.P. May 2, 2017, Settled)
  • In re Lu Zhang (A.P. May 2, 2017, Settled)
  • In re Griffith Thomas Ellis (A.P. May 4, 2017, Settled)
  • In re Yasuo Oda (A.P. May 4, 2017, Settled)
  • In re Real Hip-Hop
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Follow-On APs, Suspensions, and Bars (April 2017)

  • In re Ashif Jiwa (A.P. April 6, 2017, Settled)
  • In re Dustin S. Smith (A.P. April 6, 2017, Settled)
  • In re Robert N. Tricarico (A.P. April 10, 2017, Settled)
  • In re Clayton A. Cohn (A.P. April 11, 2017, Settled)
  • In re Andrew C. Powell (A.P. April 11, 2017, Settled)
  • In re Anthony G. Sciarra (A.P. April 12, 2017, Settled)
  • In re Travis A. Wetzel (A.P. April 12, 2017, Settled)
  • In re Jeffory Churchfield (A.P. April
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Follow-on APs, Suspensions, and Bars (March 2017)

  • In re Naveed A. (a/k/a Nick) Khan (A.P. March 6, 2017, Settled)
  • In re Harrison W. Schumacher, II (A.P. March 7, 2017, Settled)
  • In re Adam L. Plumer (A.P. March 8, 2017, Settled)
  • In re Patrick Churchville (A.P. March 9, 2017, Settled)
  • In re Mark M. George (A.P. March 9, 2017, Contested)
  • In re Ronald Loshin (A.P. March 10, 2017, Settled)
  • In re Talman Harris (A.P. March 10, 2017, Contested)
  • In re Victor Alfaya (A.P.
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Follow-on APs, Suspensions, and Bars

  • In re Thomas H. Caniford (A.P. February 2, 2017, Contested)
  • In re Krik D. Porter (A.P. February 3, 2017, Settled)
  • In re Rosalind Herman (A.P. February 7, 2017, Contested)
  • In re Gregg D. Caplitz (A.P. February 7, 2017, Settled)
  • In re Oxford City Football Club, Inc. (A.P. February 8, 2017, Settled)
  • In re Thomas A. Guerriero (A.P. February 8, 2017, Settled)
  • In re Darren Goodrich (A.P. February 8, 2017, Settled)
  • In re Ash Narayan (A.P.
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Follow-on APs, Suspensions, and Bars (January 2017)

  • In re Gregg R. Mulholland (A.P. January 13, 2017, Settled)
  • In re Gregory W. Gray, Jr. (A.P. January 17, 2017, Settled)
  • In re Abraham M. Fisch, Esq. (A.P. January 17, 2017, Settled)
  • In re Charles A. Bennett (A.P. January 18, 2017, Settled)
  • In re Ane Plate (A.P. January 23, 2017, Settled)
  • In re Shelly R. McGuire (A.P. January 23, 2017, Settled)
  • In re Hans Peter Black and Interinvest Corp., Inc. (A.P. January 24, 2017, Contested)
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Follow-on APs, Suspensions, and Bars (December 2016)

  • In re Thomas A. Flowers (A.P. December 1, 2016, Settled)
  • In re Bruce A. Cole, Esq. (A.P. December 2, 2016, Settled)
  • In re Daniel P. McKelvey (A.P. December 2, 2016, Settled)
  • In re Roy D. Kessel, Esq. (A.P. December 6, 2016, Settled)
  • In re David W. Noack (A.P. December 7, 2016, Settled)
  • In re Curlew Lake Resources, Inc. (A.P. December 7, 2016, Settled)
  • In re James Baggs (A.P. December 8, 2016, Settled)
  • In re Donald
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Follow-on APs, Suspensions, and Bars (November 2016)

  • In re Patrick Reagan Beason (A.P. November 3, 2016, Settled)
  • In re Kent W. Easter (A.P. November 4, 2016, Settled)
  • In re Philip E. Moriarty II (A.P. November 7, 2016, Settled)
  • In re Bryan Wayne Anderson (A.P. November 16, 2016, Contested)
  • In re Mark D. Holt (A.P. November 17, 2016, Contested)
  • In re Cody M. Winters (A.P. November 1, 2016, Settled)
  • In re Nicholas R. Hamilton (A.P. November 18, 2016, Settled)
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Follow-on APs, Suspensions, and Bars (October 2016)

  • In re Jeffery B. Risinger (A.P. October 6, 2016, Settled)
  • In re Andrew Sitt (A.P. October 6, 2016, Contested)
  • In re Pamella B. Watson (A.P. October 11, 2016, Settled)
  • In re Nicholas S. Savva (A.P. October 12, 2016, Settled)
  • In re Keith M. Rogers (A.P. October 14, 2016, Settled)
  • In re Matthew D. Haab (A.P. October 17, 2016, Settled)
  • In re John M. Leonard (A.P. October 17, 2016, Contested)
  • In re David A. Aronson (A.P.
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Follow-on APs, Suspensions, and Bars (September 2016)

  • In re William Scholander (A.P. September 2, 2016, Settled)
  • In re Eduardo Guillermo Diaz (A.P. September 7, 2016, Settled)
  • In re Marius Morariu (A.P. September 8, 2016, Settled)
  • In re Andrew W.W. Caspersen (A.P. September 14, 2016, Settled)
  • In re Francis W. Kreais (A.P. September 15, 2016, Settled)
  • In re Gordon W. Jenkins (A.P. September 15, 2016, Settled)
  • In re Theodore P. Sweeten (A.P. September 15, 2016, Settled)
  • In re Med-X, Inc. (A.P. September 16,
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